SEC Form 4 · accession 0001545711-16-000036
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher F Carroll
Officer — SVP, Controller & CAO
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 29, 2016 | A | 5,509 | $21.555 | A | 41,794 | D | |
| Common StockF3,F2 | Feb 29, 2016 | A | 4,639 | $21.555 | A | 46,433 | D | |
| Common StockF4,F2 | Feb 29, 2016 | A | 13,729 | $21.555 | A | 60,162 | D | |
| Common StockF5,F2 | Feb 29, 2016 | A | 8,134 | $21.56 | A | 68,296 | D | |
| Common StockF6,F2 | Feb 29, 2016 | F | 3,351 | $21.56 | D | 64,945 | D | |
| Common StockF6,F2 | Feb 29, 2016 | F | 5,660 | $21.555 | D | 59,285 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares that will vest on February 28, 2019.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances.
- F3Restricted shares that will vest on February 28, 2018.
- F4Performance based shares awarded to Mr. Carroll after achieving specific performance goals and vesting over the 2013-2016 period.
- F5Performance based cash, paid in shares, awarded to Mr. Carroll on February 29, 2016 after achieving specific performance goals and vesting over the 2013-2016 period.
- F6This is not an open market sale, rather it represents a surrender of shares to the company to satisfy withholding tax obligations.