SEC Form 4 · accession 0001545711-15-000013
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe Krakowsky
Officer — EVP, Chief Strat & Talent Ofcr
Period of report
Mar 2, 2014
Accepted (ET)
Mar 5, 2015 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2015 | M | 32,935 | $12.145 | A | 233,506 | D | |
| Common StockF3,F2 | Mar 2, 2015 | M | 3,065 | $8.655 | A | 236,571 | D | |
| Common StockF1,F3,F4,F2 | Mar 2, 2015 | S | 36,000 | $22.474 | D | 200,571 | D | |
| Common StockF3,F2 | Mar 3, 2015 | M | 54,705 | $8.655 | A | 255,276 | D | |
| Common StockF3,F5,F2 | Mar 3, 2015 | S | 54,705 | $22.40 | D | 200,571 | D | |
| Common StockF6,F5,F2 | Mar 3, 2015 | S | 29,568 | $22.40 | D | 171,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $12.145 | Mar 2, 2015 | M | 32,935 | D | Aug 3, 2009 | Aug 3, 2015 | Common Stock | 32,935 | 0 | D |
| Options | $8.655 | Mar 3, 2015 | M | 57,770 | D | Jun 15, 2010 | Jun 15, 2016 | Common Stock | 57,770 | 0 | D |
Explanation of responses
- F1Involves the exercise of 32,395 options which were set to expire on August 3, 2015 and subsequent sale of the underlying shares.
- F2Includes restricted stock which is subject to forfeiture under certain circumstances.
- F3Involves the exercise of 57,770 options which were set to expire on June 15, 2016 and subsequent sale of underlying shares. The options were exercised in 2 increments consisting of 3,065 on 3/2/2015 and 54705 on 3/3/2015.
- F4Reflects average price of multiple sales on March 2, 2015 ranging from $22.42-$22.56. Mr. Krakowsky undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Reflects average price of mulitple sales on March 3, 2015 ranging from $22.22-$22.51. Mr. Krakowsky undetakes to provide upon equest by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Open market sale.