SEC Form 4 · accession 0001545711-15-000012
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher F Carroll
Officer — SVP, Controller & CAO
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2015 | M | 23,000 | $4.14 | A | 79,285 | D | |
| Common StockF1,F3,F2 | Mar 2, 2015 | S | 23,000 | $22.48 | D | 56,285 | D | |
| Common StockF1,F2 | Mar 3, 2015 | M | 52,000 | $4.14 | A | 108,285 | D | |
| Common StockF1,F4,F2 | Mar 3, 2015 | S | 52,000 | $22.41 | D | 56,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $4.14 | Mar 2, 2015 | M | 23,000 | D | Mar 31, 2013 | Mar 31, 2019 | Common Stock | 23,000 | 0 | D |
| Options | $4.14 | Mar 3, 2015 | M | 52,000 | D | Mar 31, 2013 | Mar 31, 2019 | Common Stock | 52,000 | 0 | D |
Explanation of responses
- F1Involves the exercise of 75,000 options which were set to expire on March 21, 2019 and subsequent sale of the underlying shares. The options were exercised in 2 increments consisting of 23,000 on 3/2/2015 and 52,000 on 3/3/2015.
- F2Includes restricted stock that is subject to forfeiture under certain circumstances.
- F3Reflects average price of multiple sales on March 2, 2015 ranging from $22.42-$22.62. Mr. Carroll undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects average price of multiple sales on March 3, 2015 ranging from $22.22-$22.48. Mr. Carroll undetakes to provide to the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.