SEC Form 4 · accession 0001545711-15-000011
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Isor Roth
Officer — Chairman & CEO
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2015 | M | 43,000 | $12.165 | A | 1,132,188 | D | |
| Common StockF1,F3,F2 | Mar 2, 2015 | S | 43,000 | $22.474 | D | 1,089,188 | D | |
| Common StockF1,F2 | Mar 3, 2015 | M | 7,000 | $12.165 | A | 1,096,188 | D | |
| Common StockF1,F4,F2 | Mar 3, 2015 | S | 7,000 | $22.407 | D | 1,089,188 | D | |
| Common StockF5,F4,F2 | Mar 3, 2015 | S | 94,983 | $22.407 | D | 994,205 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $12.165 | Mar 2, 2015 | M | 43,000 | D | Aug 4, 2009 | Aug 4, 2015 | Common Stock | 43,000 | 0 | D |
| Options | $12.165 | Mar 3, 2015 | M | 7,000 | D | Aug 4, 2009 | Aug 4, 2015 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1Involves the exercise of 50,000 options that were set to expire on August 4, 2015 and subsequent sale of the underlying shares. The options were exercised in 2 increments consisting of 43,000 on 3/2/2015 and 7,000 on 3/3/2015.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances.
- F3Reflects average price of multiple sales on March 2, 2015 ranging from $22.42-$22.51. Mr. Roth undertakes to provide to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects average price of multiple sales on March 3, 2015 ranging from $22.22-$22.51. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Open market sale