SEC Form 4 · accession 0001545711-15-000010
INTERPUBLIC GROUP OF COMPANIES, INC. · IPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Mergenthaler
Officer — EVP & CFO
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2015 | M | 91,000 | $12.39 | A | 508,453 | D | |
| Common StockF1,F3,F2 | Mar 2, 2015 | S | 91,000 | $22.475 | D | 417,453 | D | |
| Common StockF1,F2 | Mar 3, 2015 | M | 110,775 | $12.39 | A | 528,228 | D | |
| Common StockF1,F4,F2 | Mar 3, 2015 | S | 110,775 | $22.407 | D | 417,453 | D | |
| Common StockF5,F4,F2 | Mar 3, 2015 | S | 105,872 | $22.407 | D | 311,581 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $12.39 | Mar 2, 2015 | M | 91,000 | D | Aug 1, 2009 | Aug 1, 2015 | Common Stock | 91,000 | 0 | D |
| Options | $12.39 | Mar 2, 2015 | M | 110,775 | D | Aug 1, 2009 | Aug 1, 2015 | Common Stock | 110,775 | 0 | D |
Explanation of responses
- F1Involves the exercise of 201,775 options which were set to expire on August 1, 2015 and subsequent sale of the underlying shares. The options were exercised in 2 increments consisting of 91,000 on 3/2/2015 and 110,775 on 3/3/2015.
- F2Includes restricted shares which are subject to forfeiture under certain circumstances,
- F3Reflects average price of multiple sales on March 2, 2015 ranging from $22.42-$22.58. Mr. Mergenthaler undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects average price of multiple sales on March 3, 2015 raning from $22.22-$22.48. Mr Mergenthaler undertakes to provide upon request by Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Open market sale.