SEC Form 4 · accession 0001225208-19-003122
INTERNATIONAL FLAVORS & FRAGRANCES INC · IFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Chwat
Officer — EVP, GC, & Corp. Sec'y
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 35,642 | D | ||
| Common StockF1 | holding | — | — | — | 4,437 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitF2,F3 | — | Feb 15, 2019 | A | 24 | A | — | — | Common Stock | 24 | 6,292 | D |
Explanation of responses
- F1Includes routine contributions by the reporting person's to the 401(k) Plan in prior periods that were exempt pursuant to Rule 16a-3(f)(i)(B) and dividends paid on such shares directly into the reporting person's 401(k) pursuant to a dividend reinvestment plan that were exempt pursuant to Rule 16a-11.
- F2The Stock Units ("Units") convert to Common Stock on a one-for-one basis.
- F3Units under the Company's deferred compensation plan resulting from (a) deferral of compensation and Company match (in shares), (b) premium (in shares) to participants deferring compensation into Units and (c) dividends (in shares) on Units. 4.784 of the acquired Units are subject to vesting based on employment through December 31, 2020.