SEC Form 4 · accession 0001562180-19-000747
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erich Clementi
Officer — Senior Vice President
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 10:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | A | 24,409 | $0.00 | A | 55,489 | D | |
| Common Stock | Feb 1, 2019 | F | 11,954 | $134.265 | D | 43,535 | D | |
| Common Stock | Feb 2, 2019 | M | 12,579 | $0.00 | A | 56,114 | D | |
| Common Stock | Feb 2, 2019 | F | 5,065 | $134.265 | D | 51,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF2 | $0.00 | Feb 2, 2019 | M | 12,579 | D | — | — | Common Stock | 12,579 | 0 | D |
Explanation of responses
- F1These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.
- F2These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F3Release of restricted stock units.