SEC Form 4 · accession 0001562180-18-004999
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle H Browdy
Officer — Senior Vice President
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | M | 3,969 | $0.00 | A | 40,399 | D | |
| Common Stock | Dec 17, 2018 | F | 1,944 | $117.40 | D | 38,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF1 | $0.00 | Dec 17, 2018 | M | 3,969 | D | — | — | Common Stock | 3,969 | 0 | D |
Explanation of responses
- F1These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F2Release of restricted stock units.