SEC Form 4 · accession 0001562180-18-000603
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kavanaugh
Officer — Sr. VP and CFO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 5,320 | $0.00 | A | 39,588 | D | |
| Common Stock | Feb 1, 2018 | F | 1,800 | $163.02 | D | 37,788 | D | |
| Common Stock | Feb 1, 2018 | A | 12,722 | $0.00 | A | 50,510 | D | |
| Common Stock | Feb 1, 2018 | F | 6,042 | $163.02 | D | 44,468 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF2 | $0.00 | Feb 1, 2018 | M | 5,320 | D | — | — | Common Stock | 5,320 | 0 | D |
Explanation of responses
- F1These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.
- F2These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F3Release of restricted stock units.