SEC Form 4 · accession 0001562180-18-000065
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Kelly III
Officer — Senior Vice President
Period of report
Dec 30, 2017
Accepted (ET)
Jan 2, 2018 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2017 | M | 27,961 | $0.00 | A | 58,389 | D | |
| Common Stock | Dec 30, 2017 | F | 13,512 | $154.04 | D | 44,877 | D | |
| Common StockF1 | holding | — | — | — | 65 | I | son | |
| Common StockF1 | holding | — | — | — | 25,525 | I | trust 1 | |
| Common StockF1 | holding | — | — | — | 13,000 | I | trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF2 | $0.00 | Dec 30, 2017 | M | 27,961 | D | — | — | Common Stock | 27,961 | 27,961 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F3Release of restricted stock units.