SEC Form 4 · accession 0001562180-17-000571
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kavanaugh
Officer — Senior Vice President
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 559 | $102.80 | A | 29,856 | D | |
| Common Stock | Feb 7, 2017 | S | 359 | $178.3072 | D | 29,497 | D | |
| Common Stock | Feb 7, 2017 | S | 200 | $178.31 | D | 29,297 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emp. Stock Option (right to buy)F1 | $102.80 | Feb 7, 2017 | M | 559 | D | May 8, 2010 | May 7, 2017 | Common Stock | 559 | 0 | D |
Explanation of responses
- F1This grant vested in one installment on the date shown above.