SEC Form 4 · accession 0001562180-17-000519
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Schroeter
Officer — Sr. VP and CFO
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2017 | M | 25,157 | $0.00 | A | 51,004 | D | |
| Common Stock | Feb 2, 2017 | F | 12,974 | $174.255 | D | 38,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF1 | $0.00 | Feb 2, 2017 | M | 25,157 | D | — | — | Common Stock | 25,157 | 25,158 | D |
Explanation of responses
- F1These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F2Release of restricted stock units.