SEC Form 4 · accession 0001562180-17-000510
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Schroeter
Officer — Sr. VP and CFO
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 678 | $102.80 | A | 21,865 | D | |
| Common Stock | Feb 1, 2017 | A | 6,578 | $0.00 | A | 28,443 | D | |
| Common Stock | Feb 1, 2017 | F | 2,596 | $174.255 | D | 25,847 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emp. Stock Option (right to buy)F2 | $102.80 | Feb 1, 2017 | M | 678 | D | May 8, 2010 | May 7, 2017 | Common Stock | 678 | 0 | D |
Explanation of responses
- F1These shares result from performance share units which vested at the end of the performance period (2014-2016) and were payable in cash or the company's common stock on the transaction date shown.
- F2This grant vested in one installment on the date shown above.