SEC Form 4 · accession 0001562180-16-003540
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon C Iwata
Officer — Senior Vice President
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 7,866 | $102.80 | A | 54,719 | D | |
| Common Stock | Nov 15, 2016 | S | 500 | $158.54 | D | 54,219 | D | |
| Common Stock | Nov 15, 2016 | S | 850 | $158.55 | D | 53,369 | D | |
| Common Stock | Nov 15, 2016 | S | 2,280 | $158.56 | D | 51,089 | D | |
| Common Stock | Nov 15, 2016 | S | 510 | $158.57 | D | 50,579 | D | |
| Common Stock | Nov 15, 2016 | S | 601 | $158.58 | D | 49,978 | D | |
| Common Stock | Nov 15, 2016 | S | 600 | $158.59 | D | 49,378 | D | |
| Common Stock | Nov 15, 2016 | S | 380 | $158.60 | D | 48,998 | D | |
| Common Stock | Nov 15, 2016 | S | 6,012 | $158.61 | D | 42,986 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $158.62 | D | 42,886 | D | |
| Common Stock | Nov 15, 2016 | S | 110 | $158.63 | D | 42,776 | D | |
| Common Stock | Nov 15, 2016 | S | 887 | $158.64 | D | 41,889 | D | |
| Common Stock | Nov 15, 2016 | S | 1,360 | $158.65 | D | 40,529 | D | |
| Common Stock | Nov 15, 2016 | S | 308 | $158.66 | D | 40,221 | D | |
| Common Stock | Nov 15, 2016 | S | 358 | $158.67 | D | 39,863 | D | |
| Common Stock | Nov 15, 2016 | S | 563 | $158.68 | D | 39,300 | D | |
| Common Stock | Nov 15, 2016 | S | 200 | $158.69 | D | 39,100 | D | |
| Common Stock | Nov 15, 2016 | S | 737 | $158.70 | D | 38,363 | D | |
| Common Stock | Nov 15, 2016 | S | 418 | $158.71 | D | 37,945 | D | |
| Common Stock | Nov 15, 2016 | S | 400 | $158.72 | D | 37,545 | D | |
| Common Stock | Nov 15, 2016 | S | 198 | $158.73 | D | 37,347 | D | |
| Common Stock | Nov 15, 2016 | S | 500 | $158.74 | D | 36,847 | D | |
| Common Stock | Nov 15, 2016 | S | 300 | $158.75 | D | 36,547 | D | |
| Common Stock | Nov 15, 2016 | S | 1,594 | $158.76 | D | 34,953 | D | |
| Common Stock | Nov 15, 2016 | S | 100 | $158.77 | D | 34,853 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emp. Stock Option (right to buy)F1 | $102.80 | Nov 15, 2016 | M | 7,866 | D | May 8, 2010 | May 7, 2017 | Common Stock | 7,866 | 0 | D |
Explanation of responses
- F1This grant vested in one installment on the date shown above.