SEC Form 4 · accession 0001562180-16-002899
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Kelly III
Officer — Senior Vice President
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | M | 6,698 | $102.80 | A | 33,576 | D | |
| Common Stock | Aug 2, 2016 | S | 1,312 | $160.88 | D | 32,264 | D | |
| Common Stock | Aug 2, 2016 | S | 3,718 | $160.8879 | D | 28,546 | D | |
| Common Stock | Aug 2, 2016 | S | 419 | $160.89 | D | 28,127 | D | |
| Common Stock | Aug 2, 2016 | S | 1,249 | $160.91 | D | 26,878 | D | |
| Common StockF1 | holding | — | — | — | 65 | I | son | |
| Common StockF1 | holding | — | — | — | 24,169 | I | trust 1 | |
| Common StockF1 | holding | — | — | — | 13,000 | I | trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emp. Stock Option (right to buy)F2 | $102.80 | Aug 2, 2016 | M | 6,698 | D | May 8, 2010 | May 7, 2017 | Common Stock | 6,698 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2This grant vested in one installment on the date shown above.