SEC Form 4 · accession 0001562180-16-002605
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kavanaugh
Officer — Senior Vice President
Period of report
Jun 8, 2016
Accepted (ET)
Jun 9, 2016 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF1 | $0.00 | Jun 8, 2016 | A | 8,449 | A | — | — | Common Stock | 8,449 | 8,449 | D |
Explanation of responses
- F1Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020.