SEC Form 4 · accession 0001562180-16-002599
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Jetter
Officer — Senior Vice President
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2016 | M | 65 | $0.00 | A | 537 | I | spouse |
| Common StockF1 | Jun 7, 2016 | F | 29 | $153.305 | D | 508 | I | spouse |
| Common StockF1 | Jun 8, 2016 | M | 71 | $0.00 | A | 579 | I | spouse |
| Common StockF1 | Jun 8, 2016 | M | 129 | $0.00 | A | 708 | I | spouse |
| Common StockF1 | Jun 8, 2016 | F | 32 | $153.57 | D | 676 | I | spouse |
| Common StockF1 | Jun 8, 2016 | F | 58 | $153.57 | D | 618 | I | spouse |
| Common Stock | holding | — | — | — | 4,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF1,F2 | $0.00 | Jun 7, 2016 | M | 65 | D | — | — | Common Stock | 65 | 67 | I |
| Rst. Stock UnitF1,F2 | $0.00 | Jun 8, 2016 | M | 71 | D | — | — | Common Stock | 71 | 0 | I |
| Rst. Stock UnitF1,F2 | $0.00 | Jun 8, 2016 | M | 129 | D | — | — | Common Stock | 129 | 390 | I |
| Rst. Stock UnitF4 | $0.00 | Jun 8, 2016 | A | 10,863 | A | — | — | Common Stock | 10,863 | 10,863 | D |
| Rst. Stock UnitF1,F5 | $0.00 | Jun 8, 2016 | A | 621 | A | — | — | Common Stock | 621 | 621 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F3Release of restricted stock units.
- F4Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,715 of these units on 06/08/2017, 2,715 of these units on 06/08/2018, 2,715 of these units on 06/08/2019, and 2,718 of these units on 06/08/2020.
- F5Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 155 of these units on 06/08/2017, 155 of these units on 06/08/2018, 155 of these units on 06/08/2019, and 156 of these units on 06/08/2020.