SEC Form 4 · accession 0001562180-16-001674
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Kelly III
Officer — Senior Vice President
Period of report
Feb 17, 2016
Accepted (ET)
Feb 18, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | M | 7,378 | $82.76 | A | 38,228 | D | |
| Common Stock | Feb 17, 2016 | S | 177 | $124.63 | D | 38,051 | D | |
| Common Stock | Feb 17, 2016 | S | 200 | $124.64 | D | 37,851 | D | |
| Common Stock | Feb 17, 2016 | S | 300 | $124.65 | D | 37,551 | D | |
| Common Stock | Feb 17, 2016 | S | 300 | $124.66 | D | 37,251 | D | |
| Common Stock | Feb 17, 2016 | S | 5,900 | $124.67 | D | 31,351 | D | |
| Common Stock | Feb 17, 2016 | S | 301 | $124.68 | D | 31,050 | D | |
| Common Stock | Feb 17, 2016 | S | 200 | $124.69 | D | 30,850 | D | |
| Common StockF1 | holding | — | — | — | 65 | I | son | |
| Common StockF1 | holding | — | — | — | 23,729 | I | trust 1 | |
| Common StockF1 | holding | — | — | — | 13,000 | I | trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emp. Stock Option (right to buy)F2 | $82.76 | Feb 17, 2016 | M | 7,378 | D | May 8, 2009 | May 7, 2016 | Common Stock | 7,378 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2This grant vested in one installment on the date shown above.