SEC Form 4 · accession 0001562180-16-001599
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan E Spero
Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 10, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2016 | M | 4,000 | $82.70 | A | 5,000 | D | |
| Common Stock | Feb 9, 2016 | S | 100 | $125.10 | D | 4,900 | D | |
| Common Stock | Feb 9, 2016 | S | 2,085 | $125.1035 | D | 2,815 | D | |
| Common Stock | Feb 9, 2016 | S | 1,600 | $125.12 | D | 1,215 | D | |
| Common Stock | Feb 9, 2016 | S | 15 | $125.13 | D | 1,200 | D | |
| Common Stock | Feb 9, 2016 | S | 200 | $125.135 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BOD Stock Option (right to buy)F1 | $82.70 | Feb 9, 2016 | M | 4,000 | D | May 1, 2010 | Apr 30, 2016 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1This grant vested in four equal annual installments; the last installment vested on the date shown above.