SEC Form 4 · accession 0001562180-15-001144
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Kelly III
Officer — Senior Vice President
Period of report
Dec 30, 2015
Accepted (ET)
Dec 31, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF1 | $0.00 | Dec 30, 2015 | A | 55,922 | A | — | — | Common Stock | 55,922 | 55,922 | D |
Explanation of responses
- F1These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 27,961 of these units on December 30, 2017, for 13,980 units on December 30, 2018 and the restrictions lapse for the remaining 13,981 of these units on December 30, 2019.