SEC Form 4 · accession 0001562180-15-000985

INTERNATIONAL BUSINESS MACHINES CORP · IBM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Nov 16, 2015

Accepted (ET)

Nov 17, 2015 · 5:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000051143

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 16, 2015	S	38	$132.42	D	22,543	D
Common Stock	Nov 16, 2015	S	1,123	$132.44	D	21,420	D
Common Stock	Nov 16, 2015	S	1,400	$132.45	D	20,020	D
Common Stock	Nov 16, 2015	S	600	$132.46	D	19,420	D
Common Stock	Nov 16, 2015	S	2,805	$132.47	D	16,615	D
Common Stock	Nov 16, 2015	S	510	$132.48	D	16,105	D
Common Stock	Nov 16, 2015	S	5,700	$132.49	D	10,405	D
Common Stock	Nov 16, 2015	S	1,293	$132.50	D	9,112	D
Common Stock	Nov 16, 2015	S	630	$132.51	D	8,482	D
Common Stock	Nov 16, 2015	S	120	$132.52	D	8,362	D
Common Stock	Nov 16, 2015	S	100	$132.54	D	8,262	D
Common Stock	Nov 16, 2015	S	681	$132.56	D	7,581	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Unit^F2,F4	$0.00	Nov 16, 2015	I	14,962	A	—	—	Common Stock	14,962	16,336	D

F1The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.
F2Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F3Intra-plan transfer under the IBM Excess 401(k) Plus Plan.
F4Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.