SEC Form 4 · accession 0001181431-15-008063
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle H Browdy
Officer — Senior Vice President
Period of report
Jun 7, 2015
Accepted (ET)
Jun 9, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2015 | M | 342 | $0.00 | A | 16,969 | D | |
| Common Stock | Jun 7, 2015 | F | 127 | $167.97 | D | 16,842 | D | |
| Common Stock | Jun 8, 2015 | M | 327 | $0.00 | A | 17,169 | D | |
| Common Stock | Jun 8, 2015 | M | 359 | $0.00 | A | 17,528 | D | |
| Common Stock | Jun 8, 2015 | F | 121 | $166.095 | D | 17,407 | D | |
| Common Stock | Jun 8, 2015 | F | 133 | $166.095 | D | 17,274 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF1 | $0.00 | Jun 7, 2015 | M | 342 | D | — | — | Common Stock | 342 | 686 | D |
| Rst. Stock UnitF1 | $0.00 | Jun 8, 2015 | M | 327 | D | — | — | Common Stock | 327 | 0 | D |
| Rst. Stock UnitF1 | $0.00 | Jun 8, 2015 | M | 359 | D | — | — | Common Stock | 359 | 361 | D |
Explanation of responses
- F1These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F2Release of restricted stock units.