SEC Form 4/A · accession 0001181431-15-007526
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven A Mills
Officer — Executive Vice President
Period of report
May 15, 2015
Accepted (ET)
May 27, 2015 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF4,F1,F3 | $0.00 | May 15, 2015 | I | 28,171 | D | — | — | Common Stock | 28,171 | 4,939 | D |
Explanation of responses
- F1Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
- F2Intra-plan transfer under the IBM Excess 401(k) Plus Plan.
- F3Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
- F4Initial report overstated the disposition by 4,939 units.