SEC Form 4 · accession 0001181431-15-006273
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virginia M Rometty
Officer — Chairman, Pres. and CEO · Director
Period of report
Apr 29, 2015
Accepted (ET)
Apr 30, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | M | 23,518 | $92.51 | A | 24,239 | D | |
| Common Stock | Apr 29, 2015 | S | 900 | $173.17 | D | 23,339 | D | |
| Common Stock | Apr 29, 2015 | S | 200 | $173.18 | D | 23,139 | D | |
| Common Stock | Apr 29, 2015 | S | 100 | $173.19 | D | 23,039 | D | |
| Common Stock | Apr 29, 2015 | S | 900 | $173.20 | D | 22,139 | D | |
| Common Stock | Apr 29, 2015 | S | 300 | $173.21 | D | 21,839 | D | |
| Common Stock | Apr 29, 2015 | S | 1,390 | $173.22 | D | 20,449 | D | |
| Common Stock | Apr 29, 2015 | S | 2,510 | $173.23 | D | 17,939 | D | |
| Common Stock | Apr 29, 2015 | S | 100 | $173.2362 | D | 17,839 | D | |
| Common Stock | Apr 29, 2015 | S | 3,187 | $173.24 | D | 14,652 | D | |
| Common Stock | Apr 29, 2015 | S | 1,689 | $173.25 | D | 12,963 | D | |
| Common Stock | Apr 29, 2015 | S | 1,300 | $173.26 | D | 11,663 | D | |
| Common Stock | Apr 29, 2015 | S | 500 | $173.27 | D | 11,163 | D | |
| Common Stock | Apr 29, 2015 | S | 300 | $173.29 | D | 10,863 | D | |
| Common Stock | Apr 29, 2015 | S | 647 | $173.30 | D | 10,216 | D | |
| Common Stock | Apr 29, 2015 | S | 600 | $173.31 | D | 9,616 | D | |
| Common Stock | Apr 29, 2015 | S | 800 | $173.32 | D | 8,816 | D | |
| Common Stock | Apr 29, 2015 | S | 400 | $173.34 | D | 8,416 | D | |
| Common Stock | Apr 29, 2015 | S | 200 | $173.35 | D | 8,216 | D | |
| Common Stock | Apr 29, 2015 | S | 100 | $173.42 | D | 8,116 | D | |
| Common Stock | Apr 29, 2015 | S | 197 | $173.44 | D | 7,919 | D | |
| Common Stock | Apr 29, 2015 | S | 300 | $173.45 | D | 7,619 | D | |
| Common Stock | Apr 29, 2015 | S | 700 | $173.46 | D | 6,919 | D | |
| Common Stock | Apr 29, 2015 | S | 200 | $173.48 | D | 6,719 | D | |
| Common Stock | Apr 29, 2015 | S | 100 | $173.49 | D | 6,619 | D | |
| Common Stock | Apr 29, 2015 | S | 300 | $173.52 | D | 6,319 | D | |
| Common Stock | Apr 29, 2015 | S | 200 | $173.53 | D | 6,119 | D | |
| Common Stock | Apr 29, 2015 | S | 100 | $173.54 | D | 6,019 | D | |
| Common StockF1 | holding | — | — | — | 157,923 | I | trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emp. Stock Option (right to buy)F2 | $92.51 | Apr 29, 2015 | M | 23,518 | D | Jul 26, 2009 | Jul 25, 2015 | Common Stock | 23,518 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2This grant vested in four equal annual installments; the last installment vested on the date shown above.