SEC Form 4 · accession 0001181431-15-001831
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon C Iwata
Officer — Senior Vice President
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2015 | A | 13,530 | $0.00 | A | 47,338 | D | |
| Common Stock | Feb 1, 2015 | F | 5,953 | $154.14 | D | 41,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF2 | $0.00 | Feb 2, 2015 | A | 25,158 | A | — | — | Common Stock | 25,158 | 25,158 | D |
Explanation of responses
- F1These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.
- F2Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019.