SEC Form 4 · accession 0001181431-15-001820
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Rhodin
Officer — Senior Vice President
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2015 | A | 9,533 | $0.00 | A | 24,141 | D | |
| Common Stock | Feb 1, 2015 | F | 3,989 | $154.14 | D | 20,152 | D | |
| Common StockF2 | holding | — | — | — | 651 | I | daughter 1 | |
| Common StockF2 | holding | — | — | — | 651 | I | daughter 2 | |
| Common StockF2 | holding | — | — | — | 651 | I | son | |
| Common StockF2 | holding | — | — | — | 5,250 | I | spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF3 | $0.00 | Feb 2, 2015 | A | 50,315 | A | — | — | Common Stock | 50,315 | 50,315 | D |
Explanation of responses
- F1These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown.
- F2The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019.