SEC Form 4 · accession 0001127602-19-006813
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Holmes Swan
Officer — CEO · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | M | 2,731 | — | A | 143,677 | D | |
| Common Stock | Feb 15, 2019 | F | 1,355 | $51.38 | D | 142,322 | D | |
| Common Stock | holding | — | — | — | 3,364 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 15, 2019 | M | 2,731 | D | Nov 15, 2018 | — | Common Stock | 2,731 | 27,315 | D |
| Phantom Stock UnitsF3,F4 | — | Feb 15, 2019 | A | 158 | A | — | — | Common Stock | 158 | 16,148 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F2Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on November 15, 2018. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F3Each phantom stock unit represents the right to receive the cash value of one share of Intel common stock.
- F4Phantom stock units are acquired under the Intel Sheltered Employee Retirement Plan Plus and are payable in cash following termination of the reporting person's employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan.