SEC Form 4 · accession 0001127602-18-032097
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Navin Shenoy
Officer — EVP, GM - Data Center Group
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2018 | M | 483 | — | A | 53,661 | D | |
| Common Stock | Nov 1, 2018 | F | 240 | $47.67 | D | 53,421 | D | |
| Common StockF1 | Nov 1, 2018 | M | 2,005 | — | A | 55,426 | D | |
| Common Stock | Nov 1, 2018 | F | 995 | $47.67 | D | 54,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 1, 2018 | M | 483 | D | Nov 1, 2017 | — | Common Stock | 483 | 3,384 | D |
| Restricted Stock UnitsF1,F3 | — | Nov 1, 2018 | M | 2,005 | D | May 1, 2017 | — | Common Stock | 2,005 | 10,021 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F2Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on November 1, 2017. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F3Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on May 1, 2017. If the quarterly vesting date falls on a non-business date, the next business date shall apply.