SEC Form 4 · accession 0001127602-18-031611
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Ralph Rodgers
Officer — EVP General Counsel
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2018 | M | 11,050 | — | A | 36,941 | D | |
| Common Stock | Oct 30, 2018 | F | 5,479 | $46.67 | D | 31,462 | D | |
| Common StockF1 | Oct 30, 2018 | M | 2,947 | — | A | 34,409 | D | |
| Common Stock | Oct 30, 2018 | F | 1,462 | $46.67 | D | 32,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 30, 2018 | M | 11,050 | D | Apr 30, 2018 | — | Common Stock | 11,050 | 55,247 | D |
| Restricted Stock UnitsF1,F3 | — | Oct 30, 2018 | M | 2,947 | D | Apr 30, 2018 | — | Common Stock | 2,947 | 26,519 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F2Unless earlier forfeited under the terms of the RSU, 1/8th of the awards vest and convert into common stock in eight substantially equal quarterly tranches, beginning on April 30, 2018. If the quarterly vesting date falls on a nonbusiness date, the next business date shall apply.
- F3Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2018. If the quarterly vesting date falls on a non-business date, the next business date shall apply.