SEC Form 4 · accession 0001127602-18-024594
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Navin Shenoy
Officer — EVP, GM - Data Center Group
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2018 | M | 2,004 | — | A | 43,118 | D | |
| Common Stock | Aug 1, 2018 | F | 994 | $48.46 | D | 42,124 | D | |
| Common StockF1 | Aug 1, 2018 | M | 484 | — | A | 42,608 | D | |
| Common Stock | Aug 1, 2018 | F | 240 | $48.46 | D | 42,368 | D | |
| Common StockF2 | Aug 2, 2018 | S | 1,010 | $48.37 | D | 41,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 1, 2018 | M | 2,004 | D | May 1, 2017 | — | Common Stock | 2,004 | 12,026 | D |
| Restricted Stock UnitsF1,F4 | — | Aug 1, 2018 | M | 484 | D | Nov 1, 2017 | — | Common Stock | 484 | 3,867 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F2This transaction was made pursuant to trading instructions adopted by the reporting person on August 10, 2017 that are intended to comply with Rule 10b5-1(c).
- F3Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on May 1, 2017. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F4Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on November 1, 2017. If the quarterly vesting date falls on a non-business date, the next business date shall apply.