SEC Form 4 · accession 0001127602-18-024153
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Holmes Swan
Officer — Interim CEO [CFO]
Period of report
Jul 30, 2018
Accepted (ET)
Jul 31, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2018 | M | 2,946 | — | A | 71,672 | D | |
| Common Stock | Jul 30, 2018 | F | 1,461 | $47.21 | D | 70,211 | D | |
| Common StockF2 | Jul 30, 2018 | P | 5,243 | $47.69 | A | 75,454 | D | |
| Common Stock | holding | — | — | — | 3,364 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jul 30, 2018 | M | 2,946 | D | Apr 30, 2018 | — | Common Stock | 2,946 | 29,466 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F2This transaction was made pursuant to trading instructions adopted by the reporting person on May 7, 2018, that are intended to comply with Rule 10b5-1(c).
- F3Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2018. If the quarterly vesting date falls on a non-business date, the next business date shall apply.