SEC Form 4 · accession 0001127602-18-015746
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Navin Shenoy
Officer — EVP, GM - Data Center Group
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2018 | M | 1,192 | $0.00 | A | 30,705 | D | |
| Common StockF2 | Apr 27, 2018 | F | 591 | $54.01 | D | 30,114 | D | |
| Common StockF3,F4 | Apr 30, 2018 | S | 301 | $51.5936 | D | 29,813 | D | |
| Common StockF3,F5 | Apr 30, 2018 | S | 300 | $52.7867 | D | 29,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | $0.00 | Apr 27, 2018 | M | 1,192 | D | Oct 27, 2016 | — | Common Stock | 1,192 | 5,959 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3This transaction was made pursuant to trading instructions adopted by the reporting person on August 10, 2017 that are intended to comply with Rule 10b5-1(c).
- F4This transaction was executed in multiple trades at prices ranging from $51.39 to $51.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $52.60 to $52.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F7Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on October 27, 2016. If the quarterly vesting date falls on a non-business date, the next business date shall apply.