SEC Form 4 · accession 0001127602-18-002402
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Navin Shenoy
Officer — EVP, GM - Data Center Group
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2018 | M | 989 | $0.00 | A | 20,933 | D | |
| Common StockF2 | Jan 22, 2018 | F | 395 | $45.29 | D | 20,538 | D | |
| Common StockF1 | Jan 23, 2018 | M | 2,462 | $0.00 | A | 23,000 | D | |
| Common StockF2 | Jan 23, 2018 | F | 901 | $45.86 | D | 22,099 | D | |
| Common StockF3,F4 | Jan 23, 2018 | S | 594 | $45.7899 | D | 21,505 | D | |
| Common StockF3,F5 | Jan 24, 2018 | S | 1,227 | $45.4429 | D | 20,278 | D | |
| Common StockF3,F6 | Jan 24, 2018 | S | 334 | $46.0416 | D | 19,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF7,F8 | $0.00 | Jan 22, 2018 | M | 989 | D | Jul 22, 2014 | — | Common Stock | 989 | 989 | D |
| Restricted Stock UnitsF7,F9 | $0.00 | Jan 23, 2018 | M | 2,462 | D | Apr 23, 2015 | — | Common Stock | 2,462 | 0 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on August 10, 2017 that are intended to comply with Rule 10b5-1(c).
- F4This transaction was executed in multiple trades at prices ranging from $45.67 to $45.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $44.98 to $45.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $46.00 to $46.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F8Unless earlier forfeited under the terms of the RSU, 1/16th of the awards vest and convert into common stock in 16 substantially equal quarterly tranches, beginning on July 22, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F9Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.