SEC Form 4 · accession 0001127602-17-030658
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacy J Smith
Officer — Group President, Mfg Ops Sales
Period of report
Oct 30, 2017
Accepted (ET)
Oct 31, 2017 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 8,629 | $21.085 | A | 265,298 | D | |
| Common StockF1,F2 | Oct 30, 2017 | S | 8,629 | $44.4746 | D | 256,669 | D | |
| Common StockF1,F3 | Oct 30, 2017 | S | 50,000 | $44.4448 | D | 206,669 | D | |
| Common Stock | Oct 30, 2017 | M | 45,000 | $20.30 | A | 251,669 | D | |
| Common Stock | Oct 30, 2017 | M | 101,580 | $26.795 | A | 353,249 | D | |
| Common Stock | Oct 30, 2017 | M | 241,935 | $21.055 | A | 595,184 | D | |
| Common StockF4 | Oct 30, 2017 | S | 413,708 | $44.194 | D | 181,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $21.085 | Oct 30, 2017 | M | 8,629 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 8,629 | 0 | D |
| Employee Stock Option (Right to Buy) | $20.30 | Oct 30, 2017 | M | 45,000 | D | Jan 22, 2015 | Jan 22, 2020 | Common Stock | 45,000 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $26.795 | Oct 30, 2017 | M | 101,580 | D | Jan 24, 2013 | Jan 24, 2019 | Common Stock | 101,580 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $21.055 | Oct 30, 2017 | M | 241,935 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 241,935 | 0 | D |
Explanation of responses
- F1Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on May 8, 2017 that are intended to comply with Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $43.91 to $45.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $43.90 to $45.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $44.025 to $44.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.