SEC Form 4 · accession 0001127602-17-002418
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacy J Smith
Officer — EVP Mfg, Ops & Sales
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 9:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2017 | M | 1,745 | $0.00 | A | 216,982 | D | |
| Common StockF2 | Jan 23, 2017 | F | 649 | $36.88 | D | 216,333 | D | |
| Common StockF1 | Jan 23, 2017 | M | 5,982 | $0.00 | A | 222,315 | D | |
| Common StockF2 | Jan 23, 2017 | F | 2,249 | $36.88 | D | 220,066 | D | |
| Common StockF1 | Jan 23, 2017 | M | 3,542 | $0.00 | A | 223,608 | D | |
| Common StockF2 | Jan 23, 2017 | F | 1,332 | $36.88 | D | 222,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Jan 23, 2017 | M | 1,745 | D | Oct 22, 2015 | — | Common Stock | 1,745 | 10,476 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | Jan 23, 2017 | M | 5,982 | D | Apr 23, 2014 | — | Common Stock | 5,982 | 0 | D |
| Restricted Stock UnitsF3,F6 | $0.00 | Jan 23, 2017 | M | 3,542 | D | Apr 23, 2015 | — | Common Stock | 3,542 | 14,167 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F4Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on October 22, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F5Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F6Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.