SEC Form 4 · accession 0001127602-17-002416
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Pottruck
Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2017 | M | 998 | $0.00 | A | 97,786 | D | |
| Common Stock | holding | — | — | — | 8,400 | I | By Annuity Trust (1) for Brother | |
| Common Stock | holding | — | — | — | 5,000 | I | By Annuity Trust (2) for Brother | |
| Common Stock | holding | — | — | — | 800 | I | By Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Jan 23, 2017 | M | 998 | D | Jan 23, 2016 | — | Common Stock | 998 | 998 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F3Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.