SEC Form 4 · accession 0001127602-17-002408
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Bryant
Officer — EVP, GM Data Center Group
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 9:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2017 | M | 3,989 | $0.00 | A | 110,555 | D | |
| Common StockF2 | Jan 23, 2017 | F | 1,632 | $36.88 | D | 108,923 | D | |
| Common StockF1 | Jan 23, 2017 | M | 3,428 | $0.00 | A | 112,351 | D | |
| Common StockF2 | Jan 23, 2017 | F | 1,282 | $36.88 | D | 111,069 | D | |
| Common Stock | holding | — | — | — | 100 | I | By Employee Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Jan 23, 2017 | M | 3,989 | D | Apr 23, 2014 | — | Common Stock | 3,989 | 0 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | Jan 23, 2017 | M | 3,428 | D | Apr 23, 2015 | — | Common Stock | 3,428 | 13,714 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F4Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F5Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.