SEC Form 4 · accession 0001127602-16-065278
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacy J Smith
Officer — EVP Mfg, Ops & Sales
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2016 | M | 1,746 | $0.00 | A | 229,944 | D | |
| Common StockF2 | Oct 24, 2016 | F | 912 | $35.30 | D | 229,032 | D | |
| Common StockF1 | Oct 24, 2016 | M | 5,982 | $0.00 | A | 235,014 | D | |
| Common StockF2 | Oct 24, 2016 | F | 3,122 | $35.30 | D | 231,892 | D | |
| Common StockF1 | Oct 24, 2016 | M | 3,542 | $0.00 | A | 235,434 | D | |
| Common StockF2 | Oct 24, 2016 | F | 1,849 | $35.30 | D | 233,585 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Oct 24, 2016 | M | 1,746 | D | Oct 22, 2015 | — | Common Stock | 1,746 | 12,221 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | Oct 24, 2016 | M | 5,982 | D | Apr 23, 2014 | — | Common Stock | 5,982 | 5,982 | D |
| Restricted Stock UnitsF3,F6 | $0.00 | Oct 24, 2016 | M | 3,542 | D | Apr 23, 2015 | — | Common Stock | 3,542 | 17,709 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F4Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on October 22, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F5Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F6Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.