SEC Form 4 · accession 0001127602-16-065275
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M Krzanich
Officer — CEO · Director
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2016 | M | 8,641 | $0.00 | A | 361,639 | D | |
| Common StockF2 | Oct 24, 2016 | F | 4,509 | $35.30 | D | 357,130 | D | |
| Common StockF1 | Oct 24, 2016 | M | 9,082 | $0.00 | A | 366,212 | D | |
| Common StockF2 | Oct 24, 2016 | F | 4,739 | $35.30 | D | 361,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Oct 24, 2016 | M | 8,641 | D | Apr 23, 2014 | — | Common Stock | 8,641 | 8,641 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | Oct 24, 2016 | M | 9,082 | D | Apr 23, 2015 | — | Common Stock | 9,082 | 45,409 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F4Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F5Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.