SEC Form 4 · accession 0001127602-16-065159
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacy J Smith
Officer — EVP Mfg, Ops & Sales
Period of report
Oct 20, 2016
Accepted (ET)
Oct 24, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2016 | M | 8,630 | $21.085 | A | 257,695 | D | |
| Common StockF1,F2 | Oct 20, 2016 | S | 8,630 | $35.3817 | D | 249,065 | D | |
| Common StockF1,F2 | Oct 20, 2016 | S | 20,867 | $35.3817 | D | 228,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $21.085 | Oct 20, 2016 | M | 8,630 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 8,630 | 34,518 | D |
Explanation of responses
- F1Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on May 6, 2016 that are intended to comply with Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $35.15 to $35.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.