SEC Form 4 · accession 0001127602-16-062091
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Pearson
Officer — Sr. VP, GM, Sales & Mktg Grp
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2016 | M | 10,917 | $19.0418 | A | 92,826 | D | |
| Common Stock | Sep 6, 2016 | M | 13,255 | $24.0834 | A | 106,081 | D | |
| Common Stock | Sep 6, 2016 | M | 62,820 | $21.34 | A | 168,901 | D | |
| Common Stock | Sep 6, 2016 | M | 74,490 | $27.42 | A | 243,391 | D | |
| Common Stock | Sep 6, 2016 | M | 88,710 | $23.595 | A | 332,101 | D | |
| Common StockF1 | Sep 6, 2016 | S | 191,052 | $36.50 | D | 141,049 | D | |
| Common StockF1,F2 | Sep 6, 2016 | S | 59,140 | $36.5003 | D | 81,909 | D | |
| Common StockF3 | holding | — | — | — | 98 | I | By Employee Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $19.0418 | Sep 6, 2016 | M | 10,917 | D | Oct 30, 2010 | Oct 30, 2016 | Common Stock | 10,917 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $24.0834 | Sep 6, 2016 | M | 13,255 | D | Apr 15, 2011 | Apr 15, 2017 | Common Stock | 13,255 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $21.34 | Sep 6, 2016 | M | 62,820 | D | Apr 21, 2012 | Apr 21, 2018 | Common Stock | 62,820 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $27.42 | Sep 6, 2016 | M | 74,490 | D | Apr 24, 2013 | Apr 24, 2019 | Common Stock | 74,490 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $23.595 | Sep 6, 2016 | M | 88,710 | D | Apr 25, 2014 | Apr 25, 2020 | Common Stock | 88,710 | 29,570 | D |
Explanation of responses
- F1Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the reporting person on April 21, 2016 that are intended to comply with Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $36.50 to $36.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes .709 shares acquired via dividend reinvestment in September 2016.
- F4The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.