SEC Form 4 · accession 0001127602-16-058742
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy D Bryant
Officer — Chairman · Director
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2016 | M | 6,222 | $0.00 | A | 399,557 | D | |
| Common StockF2 | Jul 25, 2016 | F | 3,179 | $34.6625 | D | 396,378 | D | |
| Common StockF1 | Jul 25, 2016 | M | 4,250 | $0.00 | A | 400,628 | D | |
| Common StockF2 | Jul 25, 2016 | F | 2,171 | $34.6625 | D | 398,457 | D | |
| Common StockF1 | Jul 25, 2016 | M | 3,032 | $0.00 | A | 401,489 | D | |
| Common StockF2 | Jul 25, 2016 | F | 1,549 | $34.6625 | D | 399,940 | D | |
| Common Stock | Jul 25, 2016 | M | 203,160 | $26.795 | A | 603,100 | D | |
| Common Stock | Jul 25, 2016 | M | 241,935 | $21.055 | A | 845,035 | D | |
| Common StockF3 | Jul 25, 2016 | S | 445,095 | $34.6857 | D | 399,940 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter | |
| Common StockF4 | holding | — | — | — | 3,329 | I | By Employee Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 24,383 | I | By Family Trust with Spouse as Trustee | |
| Common Stock | holding | — | — | — | 1,600 | I | By Son | |
| Common Stock | holding | — | — | — | 1,148 | I | Joint Account with Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | $0.00 | Jul 25, 2016 | M | 6,222 | D | Apr 23, 2014 | — | Common Stock | 6,222 | 12,444 | D |
| Restricted Stock UnitsF5,F7 | $0.00 | Jul 25, 2016 | M | 4,250 | D | Apr 23, 2015 | — | Common Stock | 4,250 | 25,501 | D |
| Restricted Stock UnitsF5,F8 | $0.00 | Jul 25, 2016 | M | 3,032 | D | Apr 25, 2016 | — | Common Stock | 3,032 | 30,317 | D |
| Employee Stock Option (Right to Buy)F9 | $26.795 | Jul 25, 2016 | M | 203,160 | D | Jan 24, 2013 | Jan 24, 2019 | Common Stock | 203,160 | 0 | D |
| Employee Stock Option (Right to Buy)F9 | $21.055 | Jul 25, 2016 | M | 241,935 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 241,935 | 80,645 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3This transaction was executed in multiple trades at prices ranging from $34.65 to $34.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Includes 27.14 shares acquired via dividend reinvestment in June 2016.
- F5Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F6Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F7Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F8Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 25, 2016. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F9The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.