SEC Form 4 · accession 0001127602-16-050029
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Holt
Officer — Exec VP GM, Tech & Mfg Grp
Period of report
Apr 23, 2016
Accepted (ET)
Apr 27, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 23, 2016 | M | 3,406 | $0.00 | A | 23,377 | D | |
| Common StockF2 | Apr 23, 2016 | F | 1,736 | $31.3475 | D | 21,641 | D | |
| Common StockF1 | Apr 23, 2016 | M | 5,981 | $0.00 | A | 27,622 | D | |
| Common StockF2 | Apr 23, 2016 | F | 3,048 | $31.3475 | D | 24,574 | D | |
| Common StockF1 | Apr 25, 2016 | M | 4,404 | $0.00 | A | 28,978 | D | |
| Common StockF2 | Apr 25, 2016 | F | 2,244 | $31.3475 | D | 26,734 | D | |
| Common Stock | holding | — | — | — | 3 | I | By Employee Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Apr 23, 2016 | M | 3,406 | D | Apr 23, 2015 | — | Common Stock | 3,406 | 23,841 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | Apr 23, 2016 | M | 5,981 | D | Apr 23, 2014 | — | Common Stock | 5,981 | 17,946 | D |
| Restricted Stock UnitsF3,F6 | $0.00 | Apr 25, 2016 | M | 4,404 | D | Apr 25, 2016 | — | Common Stock | 4,404 | 48,456 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F4Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F5Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F6Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 25, 2016. If the quarterly vesting date falls on a non-business date, the next business date shall apply.