SEC Form 4 · accession 0001127602-15-029726
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacy J Smith
Officer — Exec VP and CFO
Period of report
Oct 24, 2015
Accepted (ET)
Oct 28, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2015 | M | 5,343 | $0.00 | A | 356,346 | D | |
| Common StockF2 | Oct 24, 2015 | F | 2,788 | $34.755 | D | 353,558 | D | |
| Common StockF3 | Oct 27, 2015 | S | 225,963 | $34.3896 | D | 127,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Oct 24, 2015 | M | 5,343 | D | Apr 24, 2013 | — | Common Stock | 5,343 | 5,344 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3This transaction was executed in multiple trades at prices ranging from $34.37 to $34.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F5Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply.