SEC Form 4 · accession 0001127602-15-029653
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renee Jo James
Officer — President
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2015 | M | 7,345 | $0.00 | A | 12,946 | D | |
| Common StockF2 | Oct 23, 2015 | F | 3,743 | $34.715 | D | 9,203 | D | |
| Common StockF1 | Oct 23, 2015 | M | 5,018 | $0.00 | A | 14,221 | D | |
| Common StockF2 | Oct 23, 2015 | F | 2,557 | $34.715 | D | 11,664 | D | |
| Common Stock | Oct 23, 2015 | M | 17,213 | $24.165 | A | 28,877 | D | |
| Common StockF3 | Oct 23, 2015 | S | 17,213 | $35.00 | D | 11,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Oct 23, 2015 | M | 7,345 | D | Apr 23, 2014 | — | Common Stock | 7,345 | 36,726 | D |
| Restricted Stock UnitsF4,F6 | $0.00 | Oct 23, 2015 | M | 5,018 | D | Apr 23, 2015 | — | Common Stock | 5,018 | 45,158 | D |
| Employee Stock Option (Right to Buy) | $24.165 | Oct 23, 2015 | M | 17,213 | D | May 16, 2014 | May 16, 2020 | Common Stock | 17,213 | 34,425 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on January 31, 2014 that are intended to comply with Rule 10b5-1(c).
- F4Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F5Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F6Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.