SEC Form 4 · accession 0001127602-15-003074
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renee Jo James
Officer — President
Period of report
Jan 24, 2015
Accepted (ET)
Jan 28, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2015 | M | 149,280 | $0.00 | A | 165,231 | D | |
| Common StockF2 | Jan 24, 2015 | F | 76,059 | $35.935 | D | 89,172 | D | |
| Common StockF1 | Jan 24, 2015 | M | 4,199 | $0.00 | A | 93,371 | D | |
| Common StockF2 | Jan 24, 2015 | F | 2,140 | $35.935 | D | 91,231 | D | |
| Common StockF1 | Jan 24, 2015 | M | 5,343 | $0.00 | A | 96,574 | D | |
| Common StockF2 | Jan 24, 2015 | F | 2,723 | $35.935 | D | 93,851 | D | |
| Common Stock | Jan 26, 2015 | M | 39,595 | $21.085 | A | 133,446 | D | |
| Common Stock | Jan 26, 2015 | M | 50,790 | $26.795 | A | 184,236 | D | |
| Common Stock | Jan 26, 2015 | M | 80,645 | $21.055 | A | 264,881 | D | |
| Common StockF3,F4 | Jan 26, 2015 | S | 171,030 | $35.775 | D | 93,851 | D | |
| Common StockF3,F5 | Jan 27, 2015 | S | 75,280 | $34.1815 | D | 18,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | $0.00 | Jan 24, 2015 | M | 149,280 | D | Jan 24, 2014 | — | Common Stock | 149,280 | 149,280 | D |
| Restricted Stock UnitsF6,F8 | $0.00 | Jan 24, 2015 | M | 4,199 | D | Apr 24, 2012 | — | Common Stock | 4,199 | 0 | D |
| Restricted Stock UnitsF6,F9 | $0.00 | Jan 24, 2015 | M | 5,343 | D | Apr 24, 2013 | — | Common Stock | 5,343 | 21,374 | D |
| Employee Stock Option (Right to Buy)F10 | $21.085 | Jan 26, 2015 | M | 39,595 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 39,595 | 0 | D |
| Employee Stock Option (Right to Buy)F10 | $26.795 | Jan 26, 2015 | M | 50,790 | D | Jan 24, 2013 | Jan 24, 2019 | Common Stock | 50,790 | 50,790 | D |
| Employee Stock Option (Right to Buy)F10 | $21.055 | Jan 26, 2015 | M | 80,645 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 80,645 | 161,290 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F10The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
- F2Shares withheld for payment of tax liability.
- F3Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on January 31, 2014 that are intended to comply with Rule 10b5-1(c).
- F4This transaction was executed in multiple trades at prices ranging from $35.575 to $36.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $33.57 to $34.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F7Unless earlier forfeited under the terms of the RSU, 20% of the awards vest and convert into common stock on the 2nd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 3rd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 4th anniversary of the grant date, unless any vesting date falls on a non-business date, in which case the next business date shall apply.
- F8Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2012. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F9Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply.