SEC Form 4 · accession 0001127602-15-003072
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Holt
Officer — Exec VP GM, Tech & Mfg Grp
Period of report
Jan 24, 2015
Accepted (ET)
Jan 28, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2015 | M | 74,640 | $0.00 | A | 88,410 | D | |
| Common StockF2 | Jan 24, 2015 | F | 38,030 | $35.935 | D | 50,380 | D | |
| Common StockF1 | Jan 24, 2015 | M | 3,191 | $0.00 | A | 53,571 | D | |
| Common StockF2 | Jan 24, 2015 | F | 1,626 | $35.935 | D | 51,945 | D | |
| Common StockF1 | Jan 24, 2015 | M | 4,452 | $0.00 | A | 56,397 | D | |
| Common StockF2 | Jan 24, 2015 | F | 2,269 | $35.935 | D | 54,128 | D | |
| Common Stock | Jan 26, 2015 | M | 39,595 | $21.085 | A | 93,723 | D | |
| Common Stock | Jan 26, 2015 | M | 7,820 | $26.795 | A | 101,543 | D | |
| Common Stock | Jan 26, 2015 | M | 67,205 | $21.055 | A | 168,748 | D | |
| Common StockF3,F4 | Jan 26, 2015 | S | 114,620 | $35.7737 | D | 54,128 | D | |
| Common StockF3,F5 | Jan 27, 2015 | S | 40,358 | $34.1808 | D | 13,770 | D | |
| Common Stock | holding | — | — | — | 3 | I | By Employee Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | $0.00 | Jan 24, 2015 | M | 74,640 | D | Jan 24, 2014 | — | Common Stock | 74,640 | 74,640 | D |
| Restricted Stock UnitsF6,F8 | $0.00 | Jan 24, 2015 | M | 3,191 | D | Apr 24, 2012 | — | Common Stock | 3,191 | 0 | D |
| Restricted Stock UnitsF6,F9 | $0.00 | Jan 24, 2015 | M | 4,452 | D | Apr 24, 2013 | — | Common Stock | 4,452 | 17,811 | D |
| Employee Stock Option (Right to Buy)F10 | $21.085 | Jan 26, 2015 | M | 39,595 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 39,595 | 0 | D |
| Employee Stock Option (Right to Buy)F10 | $26.795 | Jan 26, 2015 | M | 7,820 | D | Jan 24, 2013 | Jan 24, 2019 | Common Stock | 7,820 | 100,260 | D |
| Employee Stock Option (Right to Buy)F10 | $21.055 | Jan 26, 2015 | M | 67,205 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 67,205 | 134,410 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F10The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
- F2Shares withheld for payment of tax liability.
- F3Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on April 25, 2013 that are intended to comply with Rule 10b5-1(c).
- F4This transaction was executed in multiple trades at prices ranging from $35.575 to $36.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $33.57 to $34.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F7Unless earlier forfeited under the terms of the RSU, 20% of the awards vest and convert into common stock on the 2nd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 3rd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 4th anniversary of the grant date, unless any vesting date falls on a non-business date, in which case the next business date shall apply.
- F8Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2012. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F9Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply.