SEC Form 4 · accession 0001127602-15-002802
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renee Jo James
Officer — President
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | M | 9,250 | $0.00 | A | 17,062 | D | |
| Common StockF2 | Jan 22, 2015 | F | 4,713 | $36.57 | D | 12,349 | D | |
| Common Stock | Jan 22, 2015 | M | 65,000 | $20.30 | A | 77,349 | D | |
| Common StockF3,F4 | Jan 22, 2015 | S | 65,000 | $36.6482 | D | 12,349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | $0.00 | Jan 22, 2015 | M | 9,250 | D | Jan 22, 2015 | — | Common Stock | 9,250 | 0 | D |
| Employee Stock Option (Right to Buy) | $20.30 | Jan 22, 2015 | M | 65,000 | D | Jan 22, 2015 | Jan 22, 2020 | Common Stock | 65,000 | 0 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Shares withheld for payment of tax liability.
- F3Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on January 31, 2014 that are intended to comply with Rule 10b5-1(c).
- F4This transaction was executed in multiple trades at prices ranging from $36.16 to $36.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F6Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into common stock on the 5th anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.