SEC Form 4 · accession 0000050725-18-000080
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Kramer
Officer — Chairman of the Board and CEO · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | P | 19,997 | $12.20 | A | 2,280,933 | D | |
| Common StockF2 | Nov 19, 2018 | P | 10,000 | $11.97 | A | 2,290,933 | D | |
| Common Stock | holding | — | — | — | 1,884 | I | By ESOP | |
| Common Stock | holding | — | — | — | 40,298 | I | By Spouse and Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.97 to $12.43, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.69 to $12.52, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.