SEC Form 5/A · accession 0000050725-18-000078
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Kramer
Officer — Chairman of the Board and CEO · Director
Period of report
Sep 30, 2018
Accepted (ET)
Nov 19, 2018 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2017 | G | 24,000 | $0.00 | D | 2,260,936 | D | |
| Common StockF1 | holding | — | — | — | 1,884 | I | By ESOP | |
| Common Stock | holding | — | — | — | 40,298 | I | By Spouse and Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Remarks
Due to a clerical error, the original Form 5 was filed using an incorrect CIK number and was therefore filed for the incorrect reporting person.